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Insider dealing under the Securities and Futures Ordinance

The statutory regime for listed companies’ disclosure of inside information Download pdf | Download word INTRODUCTION The Securities and Futures Ordinance (“SFO”) which came into effect on 1 April 2003 establishes dual civil and criminal regimes (under Parts XIII and...

The regulatory regime for IPO sponsors in Hong Kong

The regulatory regime for IPO sponsors in Hong Kong   SFC drops proposed amendments to sponsors’ prospectus liability provisions Summary of the Hong Kong Sponsors Due Diligence Guidelines Download pdf | Download word | Download ppt   Introduction On 9...